It has already been more than five
decades since the first, and the last, use of nuclear weapons in warfare. Who could have
believed it fifty years ago? These five-plus decades of nonuse are a stunning achievement.
They may also represent some stunning good luck.
There has never been any doubt about the military effectiveness or
the potential for terror of nuclear weapons, and a large part of the credit for their not
having been used must be due to the "taboo" that John Foster Dulles, Secretary
of State in the Eisenhower administration, perceived to have attached itself to these
weapons as early as 1953--a taboo that he deplored.
The weapons remain under a curse, now a much heavier curse than the
one that bothered Dulles in the early 1950s. These weapons are unique, and a large part of
their uniqueness derives from their being perceived as unique. We call most
of the other weapons conventional, in the sense of something that arises as if by
compact, by agreement, by convention. It is an established convention that nuclear
weapons are different.
This convention, which took root and grew over the past decades, is
an asset. It is not guaranteed to survive; some potential possessors of nuclear weapons
may not share the convention. How the inhibition arose, whether it was inevitable, whether
it was the result of careful design, luck, or both, and whether we should assess it as
robust or vulnerable in the coming decades--these are the issues to be examined here.
Origins of the Taboo
The first occasion when these weapons might have been used was the
Korean War. By September 10, 1950, American and South Korean troops had retreated to a
perimeter around the southern coastal city of Pusan and appeared to be in danger of
expulsion from the peninsula. The nuclear-weapons issue arose in public discussion in this
country and in the British parliament. Prime Minister Clement Attlee flew to Washington to
beseech President Truman not to use nuclear weapons in Korea. The visit and its purpose
were openly acknowledged. The House of Commons, which viewed its government as having been
a partner in the enterprise that produced nuclear weapons, believed that Britain should
have a voice in the American decision.
Several days later, a dramatically successful counteroffensive,
which began with the landing at Inchon, made moot the question whether nuclear
weapons might have been used if the situation in the Pusan perimeter had become
desperate. But at least the question of nuclear use had come up. I know of no evidence
that apprehension by the government of the United States or by the American public of the
consequences of demonstrating that nuclear weapons were "usable" played an
important role in Truman's deliberations.
Nuclear weapons again went unused in the debacle following the
entry of Chinese armies into Korea, and were still unused during the bloody war of
attrition that accompanied the Panmunjom negotiations, which led to the end of the Korean
War. Whether the threat of nuclear weapons influenced the truce negotiations remains
unclear. But the ambiguity in the "role" of nuclear weapons became evident at
that time, and during the ensuing years they clearly remained a threat and a deterrent.
McGeorge Bundy, one of the architects of United States foreign
policy in the Kennedy and Johnson administrations, documented the fascinating story
of President Eisenhower and Secretary of State Dulles and nuclear weapons in his book Danger
and Survival: Choices About the Bomb in the First Fifty Years. At the National
Security Council on February 11, 1953, Dulles discussed "the moral problem in the
inhibitions on the use of the A-bomb," and it was his opinion that "we should
break down this false distinction." Evidently the secretary believed that the
restraint was real even if the distinction was false, and that the restraint was not to be
welcomed.
Again, on October 7, 1953, Dulles said, "Somehow or other we
must manage to remove the taboo from the use of these weapons." Just a few weeks
later the President approved, in a Basic National Security Document, the statement,
"In the event of hostilities, the United States will consider nuclear weapons to be
as available for use as other munitions." This statement surely has to be read as
more rhetorical than factual, even if the National Security Council considered itself to
constitute "the United States."
Taboos are not easily dispelled by pronouncing them extinct. Six
months later, at a restricted NATO meeting, the United States position was that nuclear
weapons "must now be treated as in fact having become conventional." But tacit
conventions are sometimes harder to destroy than explicit ones, existing in potentially
recalcitrant minds rather than on destructible paper.
According to Bundy, the last public statement in this progress of
nuclear weapons toward conventional status occurred during the Quemoy crisis, during which
the Peoples Republic of China repeatedly launched attacks on the island of Quemoy to
regain control from Taiwan and the Nationalist forces of Chiang Kai-shek. On March 12,
1955, Eisenhower said, in answer to a question, "In any combat where these things can
be used on strictly military targets and for strictly military purposes, I see no reason
why they shouldn't be used just exactly as you would use a bullet or anything else."
Was Eisenhower really ready to use nuclear weapons to defend
Quemoy, or Taiwan itself? The conspicuous shipment of nuclear artillery to Taiwan was
surely intended as a threat. Bluffing would have been risky from Dulles's point of view,
and leaving nuclear weapons unused while the Chinese conquered Taiwan would have engraved
the taboo in granite.
At the same time, Quemoy would have appeared to Dulles as a superb
opportunity to dispel the taboo. Using short-range nuclear weapons in a purely defensive
mode, solely against offensive troops, especially at sea or on beachheads devoid of
civilians, might have been something that Eisenhower would have been willing to authorize,
and nuclear weapons might have proved that they could be used "just exactly as you
would use a bullet or anything else." The Chinese did not offer the opportunity.
Kennedy-Johnson Policy Shift
The contrast between the Eisenhower and the Kennedy-Johnson
attitudes toward nuclear weapons is summarized in a public statement of President
Johnson's in September 1964:
Make no mistake. There is no such thing as a conventional nuclear
weapon. For 19 peril-filled years no nation has loosed the atom against another. To do so
now is a political decision of the highest order.
That statement disposed of the notion that nuclear weapons were to
be judged by their military effectiveness. Compare "a political decision of the
highest order" with "as available for use as other munitions."
Johnson implied that for nineteen years the United States had
resisted any temptation to do what Dulles had wanted the United States to be free to do
where nuclear weapons were concerned. Johnson implied that we had an investment,
accumulated over nineteen years, in the nonuse of nuclear weapons, and that those nineteen
years of quarantine were part of what would make any decision to use those weapons a
political decision of the highest order.
We should consider the literal meaning of "no such thing as a
conventional nuclear weapon." Specifically, why couldn't a nuclear bomb no larger in
energy yield than the largest blockbuster of World War II be considered conventional? Two
answers were offered to this question, one mainly instinctive and the other somewhat
analytical, but both resting on a belief or a feeling--a feeling somewhat beyond reach by
analysis--that nuclear weapons are generically different. The more intuitive response
could be formulated, "If you have to ask that question you wouldn't understand the
answer." The deplorable character of everything nuclear had simply become axiomatic,
and analysis was futile.
The other, more analytical, response took its argument from legal
reasoning, diplomacy, bargaining theory, and theory of training and discipline, including
self-discipline. This argument emphasized bright lines, slippery slopes, well-defined
boundaries, and the stuff of which traditions and implicit conventions are made.
The "neutron bomb" is illustrative. The neutron bomb was
designed to emit "prompt neutrons" that can be lethal at a distance at which
blast and thermal radiation are comparatively moderate. As advertised, it can kill people
without great damage to structures. The issue of producing and deploying this kind of
weapon arose during the Carter administration, evoking an antinuclear reaction that caused
it to be left on the drawing board.
But the same bomb--at least, the same idea--had been the subject
of even more intense debate 15 years earlier, and it was then that the arguments were
honed before being used again in the 1970s. The arguments were simple, and surely valid,
whether or not they deserved to be decisive: (1) that it was important not to blur the
distinction--the firebreak, as it was called--between nuclear and conventional weapons;
(2) that either because of its low yield or because of its "benign" kind of
lethality, there would be a strong temptation to use this weapon where types of nuclear
weapons were otherwise not allowed; and (3) that the use of neutron weapons would pave the
way for nuclear escalation.
These arguments are not altogether different from those against
so-called peaceful nuclear explosions (or PNEs). The decisive argument against PNEs was
that they would accustom the world to nuclear explosions, undermining the belief that
nuclear explosions were inherently evil and reducing the inhibitions on nuclear weapons.
The prospect of blasting new river beds in northern Russia, a bypass canal for the waters
of the Nile, or harbors in developing countries generated concern about
"legitimizing" nuclear explosions.
A revealing demonstration of this antipathy was in the virtually
universal rejection by American arms controllers and energy-policy analysts of the
prospect of an ecologically clean source of electrical energy, proposed in the 1970s, that
would have detonated tiny "clean" thermonuclear bombs in underground caverns to
generate steam. I have seen this idea dismissed without argument, as if the objections
were too obvious to require amplification. As far as I could tell, the objection was that
even "good" thermonuclear explosions were bad and should be kept that way.
All-or-none thresholds can be susceptible to undermining. A Dulles
who wishes the taboo were not there might not only attempt to get around it when using the
bomb seems important, but might apply ingenuity to dissolving the barrier on occasions
when it might not matter much, in anticipation of later opportunities when the barrier
would be a genuine embarrassment. Bundy suggested that in discussing the possibility of
using atomic bombs in defense of Dien Bien Phu. (The site of a French military base in
North Vietnam, near the border with Laos, in 1954 Dien Bien Phu became the scene of the
last great battle between the French and the Viet Minh forces of Ho Chi Minh. After a
nearly two-month siege, one in which requests for United States intervention were
unheeded, the French positions fell. This defeat signaled the end of French power in
Indochina.) In considering the use of atomic bombs to defend Dien Bien Phu, Dulles had in
mind not only the local value of such weapons in Indochina but also their broader effect
in "making the use of atomic bombs internationally acceptable."
Soviet Policy
The aversion to nuclear weapons--one might even say the abhorrence
of them--can grow in strength and become locked into military doctrine without being fully
appreciated or even acknowledged. The Kennedy administration launched an aggressive
campaign for conventional defenses in Europe on the ground that nuclear weapons certainly
should not be used, and probably would not be used, in the event of a war in
Europe. Throughout the 1960s the official Soviet line was to deny the possibility of a
non-nuclear engagement in Europe. Yet the Soviets spent great amounts of money developing
non-nuclear capabilities in Europe, especially aircraft capable of delivering conventional
bombs. This expensive capability would have been of limited value in a nuclear engagement.
Deployment of these weapons reflected a tacit Soviet acknowledgment that both sides might
be capable of non-nuclear war and that both sides had an interest in keeping war
non-nuclear by having the capability of fighting a non-nuclear war.
Arms control is so often identified with limitations on the
possession or deployment of weapons that people often overlook the fact that an investment
in nonnuclear weapons constitutes a form of arms control. That the Soviets had absorbed
this nuclear inhibition was dramatically demonstrated during their protracted campaign in
Afghanistan. I never read or heard public discussion about the possibility that the Soviet
Union might shatter the tradition of nonuse to avoid a costly and humiliating defeat in
that primitive country. The inhibitions on use of nuclear weapons are such common
knowledge, the attitude is so confidently shared, that the use of nuclear weapons in
Afghanistan would have been almost universally deplored.
Such a reaction would reflect appreciation that Washington's
nineteen-year nuclear silence had stretched into a fourth and then a fifth decade, and
everyone in responsibility was aware that that unbroken tradition was a treasure we held
in common. Could that tradition, once broken, have mended itself? If Truman had used
nuclear weapons during the Chinese onslaught in Korea, would Johnson have been so
inhibited in 1964? And if Nixon had used nuclear weapons, even ever so sparingly, in
Vietnam, would the Soviets have eschewed their use in Afghanistan, and would the Israelis
have resisted the temptation of use against the Egyptian beachheads north of the Suez
Canal in 1973?
We do not know. One possibility is that the horror of Hiroshima and
Nagasaki would have repeated itself, and the curse would have descended again with even
more weight. The other possibility is that, the long silence broken, nuclear weapons would
have emerged as standard weaponry against an adversary who had none. Much might have
depended on the care with which weapons were confined to military targets or used in
demonstrably "defensive" modes.
Extension of the Taboo
I have devoted this much attention to the nuclear taboo in the
belief that the evolution of that status has been as important as the development of
nuclear arsenals. The nonproliferation effort has been more successful than most
authorities can claim to have anticipated; the accumulating weight of tradition against
nuclear use is no less impressive and no less valuable. We depend on nonproliferation
efforts to restrain the production and deployment of weapons by more and more countries;
we may depend even more on universally shared inhibitions on nuclear use. Preserving those
inhibitions and extending them, if we know how, to cultures and national interests that
may not currently share those inhibitions will be a crucial part of our nuclear policy.
On the 40th anniversary of Hiroshima and Nagasaki, Alvin M. Weinberg
wrote an editorial in the Bulletin of Atomic Scientists (December 1985). In 1941,
Weinberg had joined the University of Chicago group that developed the first chain reactor
which produced the plutonium ultimately used in the atomic bomb dropped on Nagaski. In his
editorial, Weinberg expressed his conviction that both American and Japanese lives were
saved by the use of the bomb in Japan, and that long-term good might result from the
Hiroshima bomb:
Are we witnessing a gradual sanctification of Hiroshima--that is,
the elevation of the Hiroshima event to the status of a profoundly mystical event, an
event ultimately of the same religious force as biblical events? I cannot prove it, but I
am convinced that the 40th Anniversary of Hiroshima, with its vast outpouring of concern,
its huge demonstrations, its wide media coverage, bears resemblance to the observance of
major religious holidays.... This sanctification of Hiroshima is one of the most hopeful
developments of the nuclear era.
A crucial question is whether the antinuclear instinct so well
expressed by Weinberg is confined to Christian or "Western" culture. As we look
to North Korea, Pakistan, Iran, India, or Iraq as potential wielders of nuclear weapons,
we cannot be sure that they inherit this tradition with any great force.
Forty years ago, however, we might have thought that the Soviet
leadership would be immune to the spirit of Hiroshima as expressed by Weinberg--immune to
the popular revulsion toward nuclear weapons, immune to the overhang of all those
peril-filled years that awed President Johnson. In any attempt to extrapolate Western
nuclear attitudes toward the areas of the world where nuclear proliferation begins to
frighten us, the remarkable conformity of Soviet and Western ideology is a reassuring
point of departure.
I know of no argument in favor of the Comprehensive Test Ban
Treaty, which the Senate rejected in 1999, more powerful than the potential of that treaty
to enhance the nearly universal revulsion against nuclear weapons. The symbolic effect of
140 or more nations ratifying this treaty, which is nominally only about testing, would
add enormously to the convention that nuclear weapons are not to be used, and that any
nation that does use nuclear weapons will be judged the violator of the legacy of
Hiroshima. I have never heard that argument made on either side of the debate over the
treaty. When the treaty again comes before the Senate, as it certainly will do, this major
potential benefit must not go unrecognized.
Thomas C. Schelling
Distinguished University Professor
School of Public Affairs
4109 Van Munching Hall
University of Maryland
College Park, Maryland 20742-2711
ts57@umail.umd.edu
An earlier version of this article appeared in The Key
Reporter, the quarterly publication of the Phi Beta Kappa Society, volume 65, number 3
(Spring 2000), and appears here with the kind permission of its editor.